Publication

Byline

Location

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 1900, INTERPRETATION AND POLICY .06, TO REDUCE THE WAITING PERIODS FOR RETAKING FINRA QUALIFICATION EXAMINATIONS

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... और पढ़ें


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 515A RELATED TO PRIME AND CPRIME FUNCTIONALITY

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... और पढ़ें


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF DESIGNATION OF LONGER PERIOD FOR COMMISSION ACTION ON PROPOSED RULE CHANGE TO MODIFY THE GSD RULES TO ADOPT A U.S. TREASURY CLEARING TRADE SUBMISSION REQUIREMENT

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commi... और पढ़ें


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 11.280 (LIMIT UP-LIMIT DOWN PLAN AND TRADING HALTS ON THE EXCHANGE) TO REFLECT THAT IEX WILL NOT CANCEL OUTSTANDING ORDERS DURING A REGULATORY HALT OR OPERATIONAL HALT IN ANTICIPATION OF THE SIP IMPLEMENTATION OF THE NEW REGULATORY HALT RULES

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru... और पढ़ें


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 1900, INTERPRETATION AND POLICY .06, TO REDUCE THE WAITING PERIODS FOR RETAKING FINRA QUALIFICATION EXAMINATIONS

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... और पढ़ें


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND EXTENSION OF THE REVIEW PERIOD OF AN ADVANCE NOTICE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO ESTABLISH A GUARANTY FUND AT THE GOVERNMENT SECURITIES DIVISION

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Per... और पढ़ें


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S TRANSACTION FEES AT OPTIONS 7, SECTION 3, NOTE 18

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... और पढ़ें


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO ESTABLISH A GUARANTY FUND AT THE GOVERNMENT SECURITIES DIVISION

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Mod... और पढ़ें


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 3100, INTERPRETATION AND POLICY .06, TO REDUCE THE WAITING PERIODS FOR RETAKING FINRA QUALIFICATION EXAMINATIONS

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... और पढ़ें


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO OFFER ADDITIONAL TICKETS UNDER THE EXCHANGE'S RODEO PROGRAM AND RE-OPEN THE APPLICATION WINDOW FOR THE RODEO PROGRAM; AND PERMIT SPONSORED PARTICIPANTS TO PARTICIPATE IN THE RODEO PROGRAM TOGETHER WITH A SPONSORING MEMBER OF THE EXCHANGE AS JOINT PARTICIPANTS

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propose... और पढ़ें